CUSIP No. 876108101
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Page 2 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
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KARST PEAK CAPITAL LIMITED
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Hong Kong
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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1,121,900 2
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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1,121,900 2
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,121,900 2
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.7%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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FI
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CUSIP No. 876108101
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Page 3 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
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ADAM GREGORY LEITZES
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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1,121,900 2
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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1,121,900 2
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,121,900 2
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.7%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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Page 4 of 9 Pages
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Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Name of Person Filing: |
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
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Page 5 of 9 Pages
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Item 3.
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If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
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Item 4. | Ownership: |
Item 4(a) | Amount Beneficially Owned: |
Item 4(b)
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Percent of Class:
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Item 4(c)
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Number of Shares as to which such person has:
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(i) Sole power to vote or direct the vote:
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0
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(ii) Shared power to vote or direct the vote:
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1,121,900
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(iii) Sole power to dispose or direct the disposition of:
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0
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(iv) Shared power to dispose or direct the disposition of:
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1,121,900
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Item 5. | Ownership of Five Percent or Less of a Class: |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Item 8. | Identification and Classification of Members of the Group: |
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Page 6 of 9 Pages
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Item 9. | Notice of Dissolution of Group: |
Item 10. | Certification: |
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Page 7 of 9 Pages
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Karst Peak Capital Limited
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By:
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/s/ Adam Gregory Leitzes
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Name:
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Adam Gregory Leitzes
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Title:
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Chief Investment Officer and sole owner
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Adam Gregory Leitzes
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/s/ Adam Gregory Leitzes
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Page 8 of 9 Pages
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Ex.
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Page No.
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A | Joint Filing Agreement | 9 |
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Page 9 of 9 Pages
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Karst Peak Capital Limited
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By:
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/s/ Adam Gregory Leitzes
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Name:
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Adam Gregory Leitzes
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Title:
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Chief Investment Officer and sole owner
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Adam Gregory Leitzes
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/s/ Adam Gregory Leitzes
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